Patent application number | Description | Published |
20090125449 | Systems and methods for determining investment product suitability - Techniques and systems are disclosed for determining the suitability of one or more investment products for an investor. One embodiment provides a method which includes receiving (e.g., via a graphical user interface, or GUI) information defining one or more characteristics of the investor, receiving (e.g., retrieving from an electronic file storage) information defining, for each of the investment products, at least one policy which pertains to investors in the product in a manner based at least in part on the characteristic(s) of the investor, processing the information to determine whether and/or how one or more policies apply to the investor, and presenting to a user (e.g., via the GUI) an indication of whether and/or how the policy(ies) apply(ies) to the investor, thus enabling the user to evaluate the suitability of the investment product(s) for the investor. | 05-14-2009 |
20100161508 | PROCESSING SECURITIES-RELATED INFORMATION - Embodiments of the invention provide techniques for improving clarity of disclosure materials provided to investors, by enabling securities issuers, intermediaries and/or other entities to create and disseminate clear and concise summary-level information on individual securities to investors to enable informed investment decisions. The information may include a summary version of the full statutory prospectus (a “summary prospectus”). A summary prospectus may include a concise, “plain English” synopsis and/or representation of certain information contained in the full statutory prospectus, such as a security's investment objectives and strategies, costs, risks and/or other information. | 06-24-2010 |
20110060697 | METHOD FOR CREATING AND DELIVERING CUSTOMIZED COMPLIANCE INFORMATION - A method and system to create personalized investor information packages, based on investor information, to be delivered to the investor to satisfy both compliance regulations and investor preferences. The method and system may deliver information in a paper or electronic format. | 03-10-2011 |
20110258141 | METHOD FOR CREATING AND DELIVERING CUSTOMIZED COMPLIANCE INFORMATION - A method and system to create personalized investor information packages, based on investor information, to be delivered to the investor to satisfy both compliance regulations and investor preferences. The method and system may deliver information in a paper or electronic format. | 10-20-2011 |
20130191297 | METHOD FOR CREATING AND DELIVERING CUSTOMIZED COMPLIANCE INFORMATION - A method and system to create personalized investor information packages, based on investor information, to be delivered to the investor to satisfy both compliance regulations and investor preferences. The method and system may deliver information in a paper or electronic format. | 07-25-2013 |
20130297533 | PROCESSING SECURITIES-RELATED INFORMATION - Embodiments of the invention provide techniques for improving clarity of disclosure materials provided to investors, by enabling securities issuers, intermediaries and/or other entities to create and disseminate clear and concise summary-level information on individual securities to investors to enable informed investment decisions. The information may include a summary version of the full statutory prospectus (a “summary prospectus”). A summary prospectus may include a concise, “plain English” synopsis and/or representation of certain information contained in the hill statutory prospectus, such as a security's investment objectives and strategies, costs, risks and/or other information. | 11-07-2013 |
20140222717 | PROCESSING SECURITIES-RELATED INFORMATION - Embodiments of the invention provide techniques for improving clarity of disclosure materials provided to investors, by enabling securities issuers, intermediaries and/or other entities to create and disseminate clear and concise summary-level information on individual securities to investors to enable informed investment decisions. The information may include a summary version of the full statutory prospectus (a “summary prospectus”). A summary prospectus may include a concise, “plain English” synopsis and/or representation of certain information contained in the full statutory prospectus, such as a security's investment objectives and strategies, costs, to risks and/or other information. | 08-07-2014 |
Patent application number | Description | Published |
20080210504 | Composite Brake Drum with Cgi Cast Liner and a Method for Manufacturing - A vehicle composite brake drum ( | 09-04-2008 |
20090014263 | BRAKE DRUM WITH VENT HOLE AND COOLING SCOOP - One embodiment of a brake drum includes a cylindrical main body portion, a brake drum mounting flange portion, a brake drum transition portion, the brake drum transition portion extending between the cylindrical main body portion and the mounting flange portion, the transition portion having a plurality of vent openings, and one air scoop secured at each of the vent openings, whereby rotation of the brake drum and air scoop induces air movement within a brake drum cavity defined by the main body portion. Each air scoop defines a louver opening which faces the angular direction of drum rotation, an air channel in fluid communication with the louver opening and the brake drum cavity, and a deflection surface located in the air channel. The deflection surface is positioned to re-direct air movement entering the louver opening at an angular direction, to a generally radial and inboard direction | 01-15-2009 |
20090065313 | Composite Brake Drum with Middle Position Squealer Band - A novel composite brake drum with a shell and a drum liner that includes one or more mid-positioned squealer bands that are roughly in line with the ribs of the brake shoes. This places the most rigid part of the brake drum and the location of greatest heat sink over the most rigid portion of the brake shoes, which is also the position of greatest heat input. The axial cooling fins radiating from the squealer band aid in dissipating the heat from friction generated during the braking cycle. | 03-12-2009 |
20120199426 | Brake Drum with Vent Hole and Cooling Scoop - One embodiment of a brake drum includes a cylindrical main body portion, a brake drum mounting flange portion, a brake drum transition portion, the brake drum transition portion extending between the cylindrical main body portion and the mounting flange portion, the transition portion having a plurality of vent openings, and one air scoop secured at each of the vent openings, whereby rotation of the brake drum and air scoop induces air movement within a brake drum cavity defined by the main body portion. Each air scoop defines a louver opening which faces the angular direction of drum rotation, an air channel in fluid communication with the louver opening and the brake drum cavity, and a deflection surface located in the air channel. The deflection surface is positioned to re-direct air movement entering the louver opening at an angular direction, to a generally radial and inboard direction. | 08-09-2012 |